Search Results for: fraud

Informed Investor Advisory: EB-5 Fraud

Are you an informed investor? EB-5 Fraud: Immigrant Investors Beware What is the EB-5 Program? In an effort to stimulate the…

NASAA Fraud Ninja

Welcome to the home of the Fraud Ninja, NASAA's latest investor awareness resource. The Fraud Ninja series was developed by the Online…

NASAA Marks Military Saves Week by Taking Aim at Fraud Targeting Military Members

WASHINGTON, D.C., February 21, 2012 – The North American Securities Administrators Association (NASAA) encourages military members and their families to…

CFTC/NASAA Investor Alert: Foreign Exchange Currency Fraud

Beware of Foreign Currency Trading Frauds The advertisements seem too good to pass up. They tout high returns coupled with…

NASAA Investor Bulletin: Investor Resilience, Crypto Assets, and Sustainable Finance: World Investor Week 2023

Oct. 2, 2023 The SEC’s Office of Investor Education and Advocacy (OIEA), the Financial Industry Regulatory Authority (FINRA), the Commodity…

Webinar to Help Raise Awareness of Challenges and Opportunities of Self-Directed IRA Investing

Industry, state securities regulators join forces in investor protection effort WASHINGTON, July 9, 2012 – The Retirement Industry Trust Association…

Academic Leaders and Scholars Call on Congress to Keep States Essential Investor Protectors

Leading academics urge Congress to reject provisions in the Responsible Financial Innovation Act that would weaken current investor protections under…

Oil & Gas Investment Fraud

State securities regulators around the country warn that oil and gas investment scams are alive and well. High oil prices…

Risky ‘death futures’ draw warning from state securities regulators, congressional scrutiny

Promises of ‘guaranteed returns’ fuel losses in the hundreds of millions of dollars; High commissions entice independent insurance agents to…

Additional Resources for Seniors

NASAA members and other consumer education organizations offer excellent resources to help seniors better understand their investments. Some of these…