NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

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NASAA Statement at SEC Seniors Summit

Patricia D. Struck Wisconsin Securities Administrator and President North American Securities Administrators Association Seniors Summit Statement July 17, 2006 Thank…

Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?

Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the Crime and Drugs Subcommittee Senate Judiciary Committee…

Senior Investor Alert: Free Meal Seminars

Seminars, Specialists and Abusive Sales Practices State securities regulators warn senior investors to be aware that a combination of “free…

President's Remarks, NASAA CRD/IARD Training

Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion April 30, 2004 NASAA 2004 CRD/IARD Training…

The FTC’s Franchise Rule: Twenty-Three Years After Its Promulgation

Prepared Statement of Dale E. Cantone Deputy Securities Commissioner and Chief of the Franchise and Business Opportunities Unit of the…

Informed Investor Advisory: Protecting Your Online Accounts

Are you an informed investor?Protecting Your Online AccountsAs financial technology has evolved, it has given consumers the ability to shop,…

One Broker Gone Bad: Punishing the Criminal, Making Victims Whole

Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the House Financial Services Oversight and Investigations Subcommittee,…

NASAA Outlines Pro-Investor Legislative Priorities

WASHINGTON, D.C. (January 30, 2008)—The North American Securities Administrators Association (NASAA) today identified 11 key pro-investor legislative priorities it will…

NASAA Testimony Regarding the Commodity Exchange Act Amendments of 1997

Written Statement of A. Duane Fry Georgia Securities and Business Regulation Division Office of the Secretary of State Chairman of…

Informed Investor Advisory: Crypto Recovery Room Scams

Are you an informed investor? Crypto Recovery Room Scams Getting calls, texts, messages or emails from someone promising to find…
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