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NASAA Outlines Pro-Investor Legislative Priorities

WASHINGTON, D.C. (January 30, 2008)—The North American Securities Administrators Association (NASAA) today identified 11 key pro-investor legislative priorities it will…

Additional Resources for Seniors

NASAA members and other consumer education organizations offer excellent resources to help seniors better understand their investments. Some of these…

The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation

Written Testimony of William Beatty Washington Securities Division Director and Past-President of the North American Securities Administrators Association, Inc. House…

NASAA Testimony Regarding the Commodity Exchange Act Amendments of 1997

Written Statement of A. Duane Fry Georgia Securities and Business Regulation Division Office of the Secretary of State Chairman of…

An Agenda for Change: How the 111th Congress Can Better Protect Investors

News Conference Opening Statement Fred Joseph Colorado Securities Commissioner President, North American Securities Administrators Association January 29, 2009 National Press…

2006 Presidential Speech, Alabama Securities Commission Director Joseph Borg

President's Remarks Joseph P. Borg Director, Alabama Securities Commission President, North American Securities Administrators Association September 19, 2006 NASAA 89th…

S. 1551: The Liability for Aiding and Abetting Securities Violations Act of 2009

Testimony of Tanya Solov Director, Illinois Securities Department Illinois Secretary of State On behalf of the North American Securities Administrators…

2016 Presidential Address: Minnesota Commissioner of Commerce Mike Rothman

September 13, 2016 NASAA Annual Conference Providence, Rhode Island Good afternoon. Hasn’t this been a terrific NASAA conference? Our speakers…

Wall Street Analyst Conflicts of Interest Global Settlement

Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Committee on Banking, Housing and Urban Affairs…

Rise of Fintech Raises New Concerns for Securities Regulators

Survey Shows Millennials at Greatest Risk for Fintech Fraud; Need for Increased Vigilance by Regulators, Industry and Investors WASHINGTON, D.C.…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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