Search Results for: fraud

NASAA Urges Congress to Protect Investment Contract Law and Pass the Support Anti-Fraud Enforcement Act

The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

Written Statement of the North American Securities Administrators Association U.S. Senate Committee on Homeland Security and Governmental Affairs Subcommittee on…

Protecting Consumers: What Can Congress Do To Help Financial Regulators?

Written Statement of the North American Securities Administrators Association To Be Included in the Hearing Record of The Subcommittee on…

NASAA Bulletin: Investor Resilience – World Investor Week 2022

Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…

Investor Bulletin: Investor Resilience – World Investor Week 2022

Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…

The FTC’s Franchise Rule: Twenty-Three Years After Its Promulgation

Prepared Statement of Dale E. Cantone Deputy Securities Commissioner and Chief of the Franchise and Business Opportunities Unit of the…

Informed Investor Advisory: Protecting Your Online Accounts

Are you an informed investor?Protecting Your Online AccountsAs financial technology has evolved, it has given consumers the ability to shop,…

President’s Remarks, NASAA CRD/IARD Training

Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion April 30, 2004 NASAA 2004 CRD/IARD Training…

2003 Presidential Speech, Connecticut Division of Securities Director Ralph Lambiase

President's Remarks Ralph Lambiase Director, Connecticut Division of Securities President, North American Securities Administrators Associaion September 16, 2003 NASAA 86th ANNUAL…

NASAA Statement at SEC Seniors Summit

Patricia D. Struck Wisconsin Securities Administrator and President North American Securities Administrators Association Seniors Summit Statement July 17, 2006 Thank…