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NASAA Announces Top Investor Threats for 2020

Gerold: “Remember, if it sounds too good to be true, it usually is.”WASHINGTON, D.C. (December 23, 2019)—The North American Securities…

NASAA Updates COVID-19 Enforcement Task Force Actions

WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…

2020 Mid-Year Edition

Welcome to the mid-year edition of the NASAA Insight newsletter. INSIDE THIS EDITION President's Message COVER STORY NASAA Members Show…

Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic

WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…

NASAA COVID-19 Enforcement Task Force Takes 250 Actions to Protect Investors From Pandemic Fraudsters

WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…

NASAA Legislative Agenda for the 117th Congress Principle Four

PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…

NASAA President to Testify Before U.S. Senate Committee on Banking, Housing, and Urban Affairs

NASAA President Melanie Senter Lubin to Highlight Scams and Risks Facing Investors and Urge Passage of Laws to Strengthen Investor…