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Informed Investor Advisory: The Metaverse

Are you an informed investor? Investment Scams in the Metaverse:How to Protect Yourself from Losing Real Money in the Virtual…

Speakers Announced for NASAA Public Policy Roundtable

Discussions to Focus on Cryptocurrency Enforcement & Securities Arbitration For First Time, NASAA Offers Participants Option to Attend Online •…

Informed Investor Advisory: Unsolicited Text Messages

Are you an informed investor? Stranger Texts: Don’t Answer Unsolicited Messages Have you ever received an unsolicited text message on…

NASAA Announces Current and Emerging Investor Threats

Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List Cryptocurrency Contracts for Differences (CFDs) Identified as an Emerging…

Informed Investor Advisory: Other People’s Money Investment Scams

Are you an informed investor? Other People’s Money Investment Scams Securities regulators have seen a rise in schemes where scammers…

Informed Investor Advisory: Initial Coin Offerings

Are you an informed investor? What to Know About ICOs Initial Coin Offerings (ICOs) are attracting investors interested in new…

The Coronavirus is Novel but Crisis-related Scams are Nothing New

The North American Securities Administrators Association (NASAA) and FINRA have joined to encourage investors to proceed cautiously with new investment…

NASAA Announces Agenda and Speakers for 2018 Fintech Forum

CFTC Chairman J. Christopher Giancarlo to Address Forum WASHINGTON, D.C. (May 10, 2018) — The North American Securities Administrators Association…

2022 Presidential Inaugural Fireside Chat

2022 NASAA President Andrew Hartnett September 20, 2022NASAA 2022 Fall Annual MeetingNashville, Tennessee Past President Lubin:   Andrew, please join…

2018 NASAA Presidential Address: Michael Pieciak, Vermont Financial Regulation Commissioner

September 25, 2018 NASAA Annual Meeting Anchorage, Alaska Thank you Joe for your kind introduction and thank you for all…