Search Results for: crypto

Informed Investor Advisory: Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots

Are you an informed investor? Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots North American Securities…

Protecting Investors and Savers: Understanding Scams and Risks in Crypto and Securities Markets

Written Testimony of NASAA President and Maryland Securities Commissioner Melanie Senter Lubin On behalf of The North American Securities Administrators…

NASAA Reveals Top Investor Threats for 2022

State Securities Regulators Warn of Risks of Cryptocurrency and Digital Asset Fraud WASHINGTON, D.C. (January 10, 2022) – The North…

Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

Informed Investor Advisory: Decentralized Finance (DeFi) Defined

Are you an informed investor? Bank to the Future:  Decentralized Finance (DeFi) Defined Decentralized finance, or DeFi, is a relatively…

NASAA Investor Bulletin: Technology and Digital Finance: World Investor Week 2024

Oct. 7, 2024 The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s (CFTC’s) Office of…

Investor Bulletin: Investor Resilience – World Investor Week 2022

Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…

NASAA Bulletin: Investor Resilience – World Investor Week 2022

Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…

NASAA Investor Alert: Relationship Investment Scams

The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of Customer Education and Outreach…

NASAA Investor Alert: Self-Directed IRAs and the Risk of Fraud

February 7, 2023 The North American Securities Administrators Association (NASAA), the SEC’s Office of Investor Education and Advocacy, and the…




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