Search Results for: crypto

NASAA and SEC Announce $3 Million Settlement with TradeStation over Crypto Interest-Earning Program

WASHINGTON, D.C. – (February 7, 2024) – The North American Securities Administrators Association (NASAA) today announced that a taskforce of…

NASAA Updates Coordinated Crypto Crackdown

More than 200 Active Investigations by State and Provincial Securities Regulators WASHINGTON, D.C. (August 28, 2018) – The North American…

Informed Investor Advisory: Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots

Are you an informed investor? Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots North American Securities…

Protecting Investors and Savers: Understanding Scams and Risks in Crypto and Securities Markets

Written Testimony of NASAA President and Maryland Securities Commissioner Melanie Senter Lubin On behalf of The North American Securities Administrators…

Informed Investor Advisory: Bitcoin ATMs

Are you an informed investor? Bitcoin ATMs Bitcoin ATMs are playing a bigger role in Bitcoin scams than ever before.…

NASAA’s Principles for SEC Crypto-Asset Regulation

NASAA Reveals Top Investor Threats for 2022

State Securities Regulators Warn of Risks of Cryptocurrency and Digital Asset Fraud WASHINGTON, D.C. (January 10, 2022) – The North…

Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

Informed Investor Advisory: Decentralized Finance (DeFi) Defined

Are you an informed investor? Bank to the Future: Decentralized Finance (DeFi) Defined Decentralized finance, or DeFi, is a relatively…

NASAA Investor Bulletin: Technology and Digital Finance: World Investor Week 2024

Oct. 7, 2024 The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s (CFTC’s) Office of…