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Search Results for: fraud

Wall Street crime should earn prison time, says top state regulator

Law enforcement summit planned to boost number of criminal cases WASHINGTON (January 9, 2000) - White-collar criminals who commit securities…

NASAA Winter Enforcement Conference, NASAA President Brad Skolnik

Brad Skolnik Indiana Securities Commissioner President, North American Securities Administrators Association January 9, 2000 NASAA Winter Enforcement Conference San Diego,…

Investors Warned About “Y2K: The Scam”

WASHINGTON (November 19, 1999) – On the eve of a made-for-TV disaster movie about the Year 2000 computer bug, state…

NASAA Executive Director Philip A. Feigin announces plan to resign and return to Colorado

WASHINGTON (October 21, 1999) – The North American Securities Administrators Association (NASAA) announced today that its executive director, Philip A.…

1999 Presidential Speech, Indiana Securities Commissioner Bradley Skolnik

President's Remarks Bradley Skolnik Indiana Securities Commissioner President, North American Securities Administrators Association September 28, 1999 NASAA Annual Conference Puerto…

NASAA President Peter Hildreth's Remarks on Day Trading Report

Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association August 9, 1999 National Press…

NASAA President Peter Hildreth’s Remarks on Day Trading Report

Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association August 9, 1999 National Press…

Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball

Testimony of Denise Voigt Crawford Texas Securities Commissioner and Past-President North American Securities Administrators Association, Inc. Before the U.S. House…

Martin Frankel case: A phone call could’ve saved billions, note state securities cops

Computer database, available to the public, contains work, disciplinary records on 600,000 stockbrokers WASHINGTON (June 24, 1999)– One phone call…

State Securities Cops Release New List of “Top 10 Investment Scams”

`Day-trading` seminars, promissory notes, viatical investments make ranking WASHINGTON (May 24, 1999) – State securities regulators today released a list…