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Search Results for: fraud

Social Isolation and the Risk of Investment Fraud

The North American Securities Administrators Association (NASAA), FINRA, and the staff of the SEC’s Office of Investor Education and Advocacy…

NASAA Announces State Enforcement Actions Against GPB Capital Holdings for Allegedly Defrauding Investors in $1.8 Billion Private Offering Scheme

WASHINGTON, D.C. (February 4, 2021) – The North American Securities Administrators Association (NASAA) today announced that seven state securities agencies…

NASAA COVID-19 Enforcement Task Force Takes 250 Actions to Protect Investors From Pandemic Fraudsters

WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…

CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly

Largest Joint Filing Between CFTC and State Regulators in History Washington, D.C. September 25, 2020 — The Commodity Futures Trading…

Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic

WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…

NASAA Outlines Strong State Response to COVID-19 Fraud in House Testimony

Urges Congress to Consider Legislation to Protect Seniors and Provide Restitution for Pandemic-related Securities FraudDOWNLOAD: TestimonyWASHINGTON, D.C. (June 16, 2020)…

Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

Informed Investor Advisory: Affinity Fraud

Are you an informed investor? How Blind Trust Can Break the Bank Affinity fraud occurs every day at places of…

Fraud Center

Each year, investors lose billions of dollars to investment fraud. Investors face increasingly complex and confusing scams. Remember: If an…