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Search Results for: fraud

Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic

WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…

NASAA Outlines Strong State Response to COVID-19 Fraud in House Testimony

Urges Congress to Consider Legislation to Protect Seniors and Provide Restitution for Pandemic-related Securities FraudDOWNLOAD: TestimonyWASHINGTON, D.C. (June 16, 2020)…

Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

Informed Investor Advisory: Affinity Fraud

Are you an informed investor? How Blind Trust Can Break the Bank Affinity fraud occurs every day at places of…

Fraud Center

Each year, investors lose billions of dollars to investment fraud. Investors face increasingly complex and confusing scams. Remember: If an…

NASAA Urges Congress to Reject the “Securities Fraud Act”

Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…

Seniors at Risk From Financial Fraud

Survey of State Securities Regulators Highlights Seniors as Most Vulnerable and the Need for Better Fraud Detection WASHINGTON, D.C. (August 21,…