Search Results for: fraud
February 7, 2023 The North American Securities Administrators Association (NASAA), the SEC’s Office of Investor Education and Advocacy, and the…
WASHINGTON, D.C. – (March 3, 2022) – In support of National Consumer Protection Week, March 6-12, 2022, the North American…
CFTC and state securities regulatory agencies again join forces to combat investment fraud Washington, D.C. — (February 1, 2022) — …
The North American Securities Administrators Association (NASAA), FINRA, and the staff of the SEC’s Office of Investor Education and Advocacy…
WASHINGTON, D.C. (February 4, 2021) – The North American Securities Administrators Association (NASAA) today announced that seven state securities agencies…
WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…
Largest Joint Filing Between CFTC and State Regulators in History Washington, D.C. September 25, 2020 — The Commodity Futures Trading…
WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…
Urges Congress to Consider Legislation to Protect Seniors and Provide Restitution for Pandemic-related Securities FraudDOWNLOAD: TestimonyWASHINGTON, D.C. (June 16, 2020)…
