Search Results for: fraud

Informed Investor Advisory: Affinity Fraud

Are you an informed investor? How Blind Trust Can Break the Bank Affinity fraud occurs every day at places of…

NASAA and NAA Foundation Launch ‘FSI: Fraud Scene Investigator’

New Online Investor Education Program Teaches Students to Fight White-Collar Crime WASHINGTON, D.C. (August 14, 2007) – The North American…

NASAA Investor Bulletin: Social Isolation and the Risk of Investment Fraud

December 12, 2024 FINRA, the North American Securities Administrators Association (NASAA), the staff of the SEC's Office of Investor Education…

CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly

Largest Joint Filing Between CFTC and State Regulators in History Washington, D.C. September 25, 2020 — The Commodity Futures Trading…

NASAA Focuses on Fraud Prevention During America Saves Week

Protect Wealth through Fraud Prevention WASHINGTON, D.C. — The North American Securities Administrators Association (NASAA) has joined America Saves Week…

NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud

January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud

January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

NASAA Brings Fraud Prevention Focus to America Saves Week

WASHINGTON, D.C. (February 25, 2008) – The North American Securities Administrators Association (NASAA), in observance of America Saves Week, today…

The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)

Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Subcommittee on Capital Markets, Insurance and Government…

NASAA Outlines Efforts to Fight Senior Investment Fraud

WASHINGTON (August 17, 2004) — North Dakota Securities Commissioner Karen Tyler, on behalf of the North American Securities Administrators Association…