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Investment Fraud Awareness Quiz

NASAA Urges Congress to Reject the “Securities Fraud Act”

Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…

NASAA Letter to Congress Opposing “The Securities Fraud Act of 2018” (H.R. 5037)

Seniors at Risk From Financial Fraud

Survey of State Securities Regulators Highlights Seniors as Most Vulnerable and the Need for Better Fraud Detection WASHINGTON, D.C. (August 21,…

Informed Investor Advisory: EB-5 Fraud

Are you an informed investor? EB-5 Fraud: Immigrant Investors Beware What is the EB-5 Program? In an effort to stimulate the…

NASAA Cautions Fraud Victims About Third-Party Asset Recovery Companies

Firms May Offer Fraud Victims Little More Than False Hope for a Fee Download: Informed Investor Advisory WASHINGTON, D.C. (December…

NASAA amicus brief filed in the appellate court of Illinois Fourth Judicial District supporting the Illinois Securities Division by arguing that the lower court correctly found that an investment adviser violated the anti-fraud provisions of the Illinois Securities Act when he “switched” his clients equity-indexed annuities.

NASAA Fraud Ninja

Welcome to the home of the Fraud Ninja, NASAA's latest investor awareness resource. The Fraud Ninja series was developed by the Online…

Warning Signs of Fraud

Know What to Watch ForFraudsters are skilled liars and will approach anyone at any age if they are perceived to…

NASAA’s Memorandum in Support of Jurisdiction to the Ohio Supreme Court in State of Ohio v. Willan, arguing that: (1) a finding of reliance is not required to support a securities fraud conviction; (2) a statement made for the purposes of registering a securities offering is material if a reasonable investor would consider it important in deciding whether to invest; and (3) registration and licensing regulations are to be construed broadly in order to protect the investing public.