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Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

Informed Investor Advisory: Affinity Fraud

Are you an informed investor? How Blind Trust Can Break the Bank Affinity fraud occurs every day at places of…

Fraud Center

Each year, investors lose billions of dollars to investment fraud. Investors face increasingly complex and confusing scams. Remember: If an…

Investment Fraud Awareness Quiz

NASAA Urges Congress to Reject the “Securities Fraud Act”

Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…

NASAA Letter to Congress Opposing “The Securities Fraud Act of 2018” (H.R. 5037)

Seniors at Risk From Financial Fraud

Survey of State Securities Regulators Highlights Seniors as Most Vulnerable and the Need for Better Fraud Detection WASHINGTON, D.C. (August 21,…

Informed Investor Advisory: EB-5 Fraud

Are you an informed investor? EB-5 Fraud: Immigrant Investors Beware What is the EB-5 Program? In an effort to stimulate the…

NASAA Cautions Fraud Victims About Third-Party Asset Recovery Companies

Firms May Offer Fraud Victims Little More Than False Hope for a Fee Download: Informed Investor Advisory WASHINGTON, D.C. (December…

NASAA amicus brief filed in the appellate court of Illinois Fourth Judicial District supporting the Illinois Securities Division by arguing that the lower court correctly found that an investment adviser violated the anti-fraud provisions of the Illinois Securities Act when he “switched” his clients equity-indexed annuities.