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Are you an informed investor? Initial Loan ProcurementsCompanies using blockchain technology need to raise capital just like any other company.…
ENFORCEMENT STATISTICS Annual Enforcement Reports of enforcement statistics compiled from state and provincial securities regulators. COVID-19 ENFORCEMENT TASK FORCE Information…
GET IN THE KNOW NASAA's Get in the Know series of 3-5 minute videos walks viewers through complex investment topic…
Download: 2018 NASAA Enforcement Report (based on 2017 data) WASHINGTON, D.C. (October 10, 2018) – The North American Securities Administrators…
September 25, 2018 NASAA Annual Meeting Anchorage, Alaska Thank you Joe for your kind introduction and thank you for all…
Download: President Pieciak's Inaugural Address WASHINGTON, D.C. (September 25, 2018)—Vermont Commissioner of Financial Regulation Michael S. Pieciak today began a…
Registration Now Open for September 23-25 Event Register here WASHINGTON, D.C. (July 25, 2018) – Securities regulators and industry participants…
Written Testimony of Joseph P. Borg President, North American Securities Administrators Association, Inc. and Director, Alabama Securities Commission Before the…
May 21, 2018 Washington, D.C. Good morning everyone. Chairman Giancarlo, distinguished guests, it is an honor to be here with…
............................................... Washington D.C., May 21, 2018 – Commodity Futures Trading Commission (CFTC)…
