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The Coronavirus is Novel but Crisis-related Scams are Nothing New

The North American Securities Administrators Association (NASAA) and FINRA have joined to encourage investors to proceed cautiously with new investment…

2018 NASAA Presidential Address: Michael Pieciak, Vermont Financial Regulation Commissioner

September 25, 2018 NASAA Annual Meeting Anchorage, Alaska Thank you Joe for your kind introduction and thank you for all…

NASAA Announces Agenda and Speakers for 2018 Fintech Forum

CFTC Chairman J. Christopher Giancarlo to Address Forum WASHINGTON, D.C. (May 10, 2018) — The North American Securities Administrators Association…

Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam

Are you an informed investor? Don’t Get Swept Away by a Romance Scam Dating apps and social media platforms may…

NASAA Announces Top Investor Threats for 2021

Hopkins: “Get-rich schemes are built on empty promises and empty pockets.”WASHINGTON, D.C. (March 3, 2021)—The North American Securities Administrators Association…




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