The North American Securities Administrators Association (NASAA) has conducted a pilot survey designed to better understand the cybersecurity practices of state-registered investment advisers, which account for more than half of the registered investment advisers conducting business in the United States.
The pilot project surveyed 440 registered investment advisers with assets under management of less than $100 million. Investment advisers from 9 states participated in the pilot survey. Additional jurisdictions are planning to survey registered investment advisers in their jurisdiction.
Download: NASAA Cybersecurity Report