The information below is intended to help course providers navigate the IAR CE program.
Course Provider and application information
Instructor and Course application
Click below for answers to frequently asked questions about the Investment Adviser Representative Continuing Education initiative.
The IAR CE Program Handbook was developed by NASAA’s Investment Adviser Representative Continuing Education Committee and Prometric, a global leader in test development, testing delivery, and candidate services. Prometric serves as the course management vendor for the IAR CE program. The handbook was developed to help potential providers better understand and meet the requirements for acceptable IAR CE course material.
During the first four months of 2021, Prometric and NASAA worked to standardize the criteria under which potential IAR CE content providers, instructors and individual CE courses will be approved. The CE program criteria, requirements and application material can be found in the handbook.
IAR CE Webcasts and Trainings
NASAA is pleased to provide webcasts and trainings as part of the Investment Adviser Representative Continuing Education initiative.
- Investment Adviser Representative Continuing Education webcast, recorded November 4, 2021
- Applying FINRA’s Regulatory Element CE to IAR CE webcast, recorded July 21, 2022