Comment Letters
If the comment or correspondence letter you are looking for is not here, please get in touch with us.
May 12, 2000
NASAA Comment Letter on Issues Relating to Market Fragmentation, SEC Release No.34-42450; File No. SR-NYSE-99-48
April 28, 2000
NASAA Comment Letter on Selective Disclosure and Insider Trading; SEC Release No. IC-24209; File No. S7-31-99
March 31, 2000
NASAA Comment Letter to the FTC on Gramm-Leach-Bliley Act Privacy Rule, 16 CFR Part 313
March 10, 2000
NASAA Comment Letter on Recent Proposed Amendments to NASD Rules 2360 and 2361 Relating to the Opening of Day Trading Accounts
January 31, 2000
NASAA Comment Letter on the SEC Proposed Rule Change Regarding Unlisted Trading Privileges in Regard to Initial Public Offerings
January 28, 2000
