Comment Letters

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October 18, 2004

NASAA Comment on SEC Proposal to Require Registration of Hedge Fund Advisers

October 6, 2004

Further NASAA Comment to the SEC Regarding its Proposed Rule on When Certain Broker-Dealers are Deemed Not to be Investment Advisers

August 24, 2004

NASAA Comment to the NASD Regarding Proposed Rule Governing the Purchase, Sale, or Exchange of Deferred Variable Annuities

June 22, 2004

NASAA Comment to the SEC Regarding the Use of Forms S-8 and 8-K by Shell Companies

May 21, 2004

NASAA Comment to the SEC Regarding Disclosures of Portfolio Managers of Registered Management Investment Companies

May 10, 2004

NASAA Comment Letter to SEC Regarding Mutual Fund 12b-1 Fees

May 10, 2004

NASAA Comment Letter to SEC Regarding Redemption Fees

April 23, 2004

NASAA Comment Regarding the SEC`s Proposal to Require Mutual Funds to Disclose Their Reasons for Selecting Investment Advisers

March 31, 2004

NASAA Comment Regarding the SEC`s Proposed Rules to Facilitate Shareholder Nominations to Corporate Boards

March 29, 2004

NASAA Comment to the SEC Regarding Simplification and Clarification of Consumer Privacy Notices Mandated by GLBA