Testimony
December 13, 2007
Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season
December 13, 2007 - Written testimony of North Dakota Securities Commissioner, and NASAA President Karen Tyler, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding protecting investors during the holiday season.
December 12, 2007
S. 1782, the Arbitration Fairness Act of 2007
December 12, 2007 - Written testimony of Illinois Securities Commissioner Tanya Solov, delivered to the Senate Judiciary Subcommittee on the Constitution, regarding S.1782, the Arbitration Fairness Act of 2007
September 12, 2007
Regulatory Preemption: Are Federal Agencies Usurping Congressional and State Authority?
September 12, 2007 - NASAA written statement submitted to the Senate Judiciary Committee regarding regulatory preemption.
September 5, 2007
Advising Seniors About Their Money: Who Is Qualified?
September 5, 2007 - Written testimony of Alabama Securities Commissioner, and NASAA President, Joseph P. Borg, delivered before the Senate Special Committee on Aging, regarding advising seniors on their money.
July 11, 2007
Should Small Investors be Exposed to the Risks of Hedge Funds?
July 11, 2007 - Written testimony of Alabama Securities Commissioner, and NASAA President, Joseph P. Borg delivered before the House Oversight and Government Reform Subcommittee on Domestic Policy regarding the exposure of small investors to hedge funds.
May 17, 2007
Consolidation of NASD and the Regulatory Functions of the NYSE
May 17, 2007 - Written testimony of Alabama Securities Commissioner, and NASAA President, Joseph P. Borg, delivered before the Senate Banking Subcommittee on Securities, Insurance and Investment, regarding the merger of NASD and New York Stock Exchange Regulation
April 30, 2007
The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions
April 30, 2007 - NASAA written statement to the Senate Homeland Security and Governmental Affairs Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia, regarding financial regulation.
September 28, 2006
Improving Financial Literacy
September 28, 2006 - NASAA written statement, submitted to the House Financial Services Subcommittee on Financial Institutions and Consumer Credit, regarding Improving financial literacy.
July 17, 2006
NASAA Statement at SEC Seniors Summit
July 17, 2006 - Statement of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered at the SEC Seniors Summit.
March 29, 2006
