Newsroom
March 26, 1999
Online investors cautioned, offered tips to protect themselves
State regulators urge use of “limit orders” in volatile markets WASHINGTON (March 26, 1999) – As millions of investors open online brokerage accounts and Wall Street’s computer systems strain to keep up with demand, state securities regulators today offered advice and urged caution. By one estimate 7.5 million investors have online brokerage accounts, a number […]
March 23, 1999
Investors going on line need to be “cyber savvy,” state securities regulators tell Senate panel
WASHINGTON (March 23, 1999) – Investors venturing on line to trade or get stock tips need to do their homework, be skeptical and watch out for fraud, two state securities regulators told a Senate panel today. “Legitimate business opportunities for financial services on the Internet are unlimited. At the same time, the risk of fraud […]
January 11, 1999
NASAA Winter Enforcement Conference, NASAA President Peter Hildreth
January 11, 1999, NASAA Winter Enforcement Conference, Miami, Florida
October 6, 1998
1998 Presidential Speech, New Hampshire Director of Securities Regulation Peter Hildreth
October 6, 1998, NASAA Annual Conference, Nashville, Tennessee
February 24, 1998
Investor Education News Conference, NASAA President Denise Voigt Crawford
February 24, 1998, NASAA Investor Education News Conference, Washington, D.C.
November 18, 1997
