Newsroom
April 13, 2005
NASAA to Host Public Policy Conference
Conference to Feature Forum on Balance Between Regulatory Reform and Consumer Protection WASHINGTON (April 13, 2005) -The North American Securities Administrators Association (NASAA) will host a Public Policy Conference on May 3 to explore current issues of importance to state securities regulators and investor protection, NASAA President and New Jersey Bureau of Securities Chief Franklin L. Widmann said […]
April 12, 2005
NASAA Member to Serve on SEC Advisory Committee
Committee to Examine Sarbanes-Oxley Act’s Impact on Small Companies WASHINGTON – Jack E. Herstein, Assistant Director of the Nebraska Department of Banking & Finance Bureau of Securities and Vice Chair of the Corporation Finance Section of the North American Securities Administrators Association (NASAA) today began serving as an official observer of the Securities and Exchange […]
March 24, 2005
NASAA’s 2005 Top 10 Threats to Investors
Widmann: “If it sounds too good to be true, it usually is” WASHINGTON (March 24, 2005) – The North American Securities Administrators Association (NASAA) today identified the most common ploys being used to cheat investors out of hundreds of millions of dollars. “Investors should keep their guard up anytime anyone offers an investment opportunity. It […]
February 16, 2005
NASAA Commends Launch of Congressional Financial and Economic Literacy Caucus
WASHINGTON, February 16, 2005 –The following is a statement from North American Securities Administrators Association President and New Jersey Bureau of Securities Chief Franklin L. Widmann on the formation of the Financial and Economic Literacy Caucus. Organized in 1919, NASAA is the oldest international organization devoted to investor protection. NASAA’s membership consists of securities administrators […]
January 11, 2005
NASAA Launches Redesigned Website
WASHINGTON (January 11, 2005) –The North American Securities Administrators Association (NASAA) today launched its newly redesigned website to better inform the public, policymakers, regulators, and industry about the role NASAA members serve in protecting investors throughout North America. “Through the new NASAA website, we are pleased to provide users with easier access to new resources and […]
November 4, 2004
Luncheon Address, NASAA Investor Education Training
November 4, 2004, NASAA President Frank Widmann, NASAA Investor Education Training, Orlando, Florida
October 2, 2004
2004 Presidential Speech, New Jersey Bureau of Securities Chief Franklin Widmann
October 2, 2004, NASAA Annual Conference, Scottsdale, Arizona
October 2, 2004
New NASAA President Frank Widmann Urges Industry, Regulators to Help Investors Regain Confidence
SCOTTSDALE, ARIZONA (October 2, 2004) – Franklin L. Widmann, Chief of New Jersey’s Securities Bureau, today was named to a one-year term as President of the North American Securities Administrators Association (NASAA), succeeding Ralph A. Lambiase, Director of the Connecticut Division of Securities. NASAA is the oldest international organization devoted to investor protection. Its membership […]
October 1, 2004
NASAA Sweep Identifies Most Common Problems With Investment Advisers
State Securities Regulators Propose Best Practices to Help Advisers Develop Compliance Practices and Procedures SCOTTSDALE, ARIZONA (October 1, 2004)– The North American Securities Administrators Association (NASAA) at its annual conference here today announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures. NASAA is the […]
September 7, 2004
