Newsroom
May 7, 2007
Regulators Join Forces to Warn Public of Foreign Currency Trading Frauds
WASHINGTON, D.C. (May 7, 2007) – The Commodity Futures Trading Commission (CFTC) and the North American Securities Administrators Association (NASAA) today issued a joint investor alert to warn of the dangers facing retail investors who are lured into foreign currency (forex) trading frauds. The regulators cautioned investors that off-exchange forex trading by retail investors is […]
April 26, 2007
Speakers Set for NASAA Public Policy Conference
U.S. Senator Robert Casey and Former SEC Commissioner Harvey Goldschmid to Address May 8 Conference in Washington, D.C. WASHINGTON, D.C. (April 26, 2007) —The North American Securities Administrators Association (NASAA) announced today that U.S. Senator Robert P. Casey (D-PA) and former Securities and Exchange Commissioner Harvey J. Goldschmid will be the featured speakers at its May 8 Public […]
April 18, 2007
NASAA Offers New Podcast Series to Help Listeners Become Alert Investors
WASHINGTON, D.C. (April 18, 2007) — Knowledge is power. And nowhere is that more true than in the dynamic world of investing. But many investors today feel they lack the knowledge they need in navigating the twists and turns of the investing world. Continuing its tradition of providing information that every investor can use, the […]
April 18, 2007
NASAA Commends Resolutions Supporting the Goals of Financial Literacy Month
Borg: ‘Educating investors of all ages empowers them to make sound financial choices” WASHINGTON (April 18, 2007) — The following is a statement from North American Securities Administrators Association President and Director of the Alabama Securities Commission Joseph P. Borg on the passage of Senate Resolution 126 and House Resolution 273, supporting the goals and ideals […]
April 17, 2007
NASAA Highlights Financial Education Efforts at Inaugural Meeting of National Financial Education Network
WASHINGTON, D.C. (April 17, 2007) —Tennessee Assistant Commissioner for Securities Daphne Smith, on behalf of the North American Securities Administrators Association (NASAA), today highlighted the significant role state and provincial securities regulators serve in providing financial education to constituents of all ages. Speaking at the federal Financial Literacy and Education Commission’s (FLEC) inaugural meeting of […]
April 11, 2007
NASAA to Host Public Policy Conference on May 8
Conference to Feature Forum Examining Investor Protection Through Effective Enforcement and Regulation WASHINGTON, D.C. (April 11, 2007) —The North American Securities Administrators Association (NASAA) will hold its 2007 Public Policy Conference on May 8 in Washington, D.C. to focus attention on investor protection issues of key concern to both state securities regulators and the securities industry, […]
March 22, 2007
NASAA Challenges Reports That ‘Over-Regulation’ Has Harmed U.S. Capital Market Competitiveness
NASAA President Reaffirms State Investor Protection Role WASHINGTON, D.C. (March 22, 2007) —The President of the North American Securities Administrators Association, Inc. (NASAA) today challenged recent reports suggesting that U.S. capital markets are losing their competitiveness due to increased regulation in the wake of Enron and other recent corporate scandals and reaffirmed the role of […]
March 22, 2007
NASAA Symposium Opening Statement, NASAA President Joseph Borg
March 22, 2007, NASAA Symposium: Protecting Investors and the Integrity of Financial Markets, Washington, D.C.
March 19, 2007
NASAA Announces Panelists for March 22 Symposium
Program to be Webcast; Registration Still Open WASHINGTON (March 19, 2007) –The North American Securities Administrators Association, Inc. (NASAA) today announced panelists for its public symposium, “Protecting Investors and the Integrity of Financial Markets,” and also set plans to broadcast the event live on the Internet. The Symposium, which is free and open to the public […]
March 12, 2007
