Newsroom
April 23, 2010
Investor and Consumer Advocates Seek Senate Support for Akaka/Menendez Amendment on Fiduciary Duty
April 23, 2010 - NASAA sent a letter to the Senate in support of the Akaka/Menendez amendment to require the SEC to adopt fiduciary rules for brokers when giving personalized investment advice to retail customers.
April 21, 2010
NASAA Urges Congress to Restore Investor Confidence
April 21, 2010 - Pennsylvania Securities Commissioner Steven Irwin testifies before Congress, urging lawmakers to address perceived failures of adequate corporate governance and executive compensation standards.
April 19, 2010
NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings
April 19, 2010 - NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation D.
April 13, 2010
NASAA: The Time for Real Regulatory Reform is Now
April 13, 2010 - NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.
April 12, 2010
NASAA Marks National Financial Literacy Month
April 12, 2010 - NASAA notes that education is an investor's best defense against investment fraud.
April 7, 2010
NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.
April 7, 2010 - Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.
April 7, 2010
Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference
April 7, 2010 - Author of the acclaimed book, “Bailout Nation: How Greed and Easy Money Corrupted Wall Street and Shook the World Economy,” to speak at upcoming event.
March 25, 2010
NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform
March 25, 2010 - This year’s conference features a general session with two panel discussions: “Reining in Risk on Wall Street” and “What Regulatory Reform Means to Main Street Investors.”
March 16, 2010
NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals
March 16, 2010 - NASAA President Denise Voigt Crawford calls proposals a "mixed bag."
February 25, 2010
