Newsroom
July 21, 2010
NASAA Statement on the SEC’s Vote to Enhance Investment Adviser Disclosure
July 21, 2010 - NASAA issues a statement following the vote by the SEC to adopt amendments to Part 2 of Form ADV and related rules.
July 21, 2010
NASAA Statement on the SEC's Vote to Enhance Investment Adviser Disclosure
July 21, 2010 - NASAA issues a statement following the vote by the SEC to adopt amendments to Part 2 of Form ADV and related rules.
June 29, 2010
NASAA Urges Congress to Support Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report
June 29, 2010 - NASAA cites Dodd-Frank’s recognition of the strong investor protection role of state securities regulators in urging Congress to support the proposal.
June 28, 2010
State Securities Regulators Announce Launch of Online Service Providing Background Information About Investment Adviser Representatives
June 28, 2010 - NASAA announces enhancement to IAPD website that will allow investors to electronically access information about individuals who work for money management, financial planning and other investment advisory firms.
June 24, 2010
NASAA Statement on House-Senate Conference Fiduciary Compromise
June 24, 2010 - NASAA expresses disappointment following House-Senate compromise on fiduciary duty.
June 15, 2010
NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors
June 15, 2010 - NASAA notes that the House fiduciary standard provides strong investor protection.
June 15, 2010
NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010 - State securities regulators, physicians and adult protective services workers launch innovative campaign to curb elder investment fraud.
May 21, 2010
NASAA Statement on Passage of Senate Financial Reform Bill
May 21, 2010 - NASAA President Denise Voigt Crawford commends the Senate for taking a much-needed step toward strengthening our nation’s financial regulatory framework.
May 4, 2010
NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council
May 4, 2010 - NASAA sent a letter to each member of the U.S. Senate in support of including the state securities perspective on the Financial Stability Oversight Council.
April 27, 2010
