NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

Newsroom

April 13, 2010

NASAA: The Time for Real Regulatory Reform is Now

April 13, 2010 - NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.
April 12, 2010

NASAA Marks National Financial Literacy Month

April 12, 2010 - NASAA notes that education is an investor's best defense against investment fraud.
April 7, 2010

NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.

April 7, 2010 - Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.
April 7, 2010

Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference

April 7, 2010 - Author of the acclaimed book, “Bailout Nation: How Greed and Easy Money Corrupted Wall Street and Shook the World Economy,” to speak at upcoming event.
March 25, 2010

NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform

March 25, 2010 - This year’s conference features a general session with two panel discussions: “Reining in Risk on Wall Street” and “What Regulatory Reform Means to Main Street Investors.”
March 16, 2010

NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals

March 16, 2010 - NASAA President Denise Voigt Crawford calls proposals a "mixed bag."
February 25, 2010

NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009

February 25, 2010 - NASAA President contends that investors don't need another study, they need help now.
February 22, 2010

Planning Your Retirement with Confidence

February 22, 2010 - In recognition of America Saves Week, NASAA is launching a new investor education program designed to bring retirement planning assistance to the workplace.
February 3, 2010

Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection

February 3, 2010 - Investors, including seniors, would be harmed if securities and insurance industry opposition to a fiduciary duty for investment advice prevails.
January 15, 2010

$5.15 Million Available to Investors in Securities Fraud Case

January 15, 2010 - State securities regulators are seeking as many as 27,000 investors who may be eligible to participate in a multi-million dollar distribution plan approved by the New Jersey Superior Court.




Skip to content