Newsroom
April 19, 2010
NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings
April 19, 2010 - NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation D.
April 13, 2010
NASAA: The Time for Real Regulatory Reform is Now
April 13, 2010 - NASAA President Denise Voigt Crawford urges Congress to do the right thing for investors and restore integrity in the marketplace.
April 12, 2010
NASAA Marks National Financial Literacy Month
April 12, 2010 - NASAA notes that education is an investor's best defense against investment fraud.
April 7, 2010
NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.
April 7, 2010 - Securities regulators in Alabama, Kentucky, Mississippi and South Carolina are jointly filing an administrative action as the result of a multistate investigation of Morgan Keegan & Co. Inc.
April 7, 2010
Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference
April 7, 2010 - Author of the acclaimed book, “Bailout Nation: How Greed and Easy Money Corrupted Wall Street and Shook the World Economy,” to speak at upcoming event.
March 25, 2010
NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform
March 25, 2010 - This year’s conference features a general session with two panel discussions: “Reining in Risk on Wall Street” and “What Regulatory Reform Means to Main Street Investors.”
March 16, 2010
NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals
March 16, 2010 - NASAA President Denise Voigt Crawford calls proposals a "mixed bag."
February 25, 2010
NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009
February 25, 2010 - NASAA President contends that investors don't need another study, they need help now.
February 22, 2010
Planning Your Retirement with Confidence
February 22, 2010 - In recognition of America Saves Week, NASAA is launching a new investor education program designed to bring retirement planning assistance to the workplace.
February 3, 2010
