Newsroom
June 28, 2010
State Securities Regulators Announce Launch of Online Service Providing Background Information About Investment Adviser Representatives
June 28, 2010 - NASAA announces enhancement to IAPD website that will allow investors to electronically access information about individuals who work for money management, financial planning and other investment advisory firms.
June 24, 2010
NASAA Statement on House-Senate Conference Fiduciary Compromise
June 24, 2010 - NASAA expresses disappointment following House-Senate compromise on fiduciary duty.
June 15, 2010
NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors
June 15, 2010 - NASAA notes that the House fiduciary standard provides strong investor protection.
June 15, 2010
NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010 - State securities regulators, physicians and adult protective services workers launch innovative campaign to curb elder investment fraud.
May 21, 2010
NASAA Statement on Passage of Senate Financial Reform Bill
May 21, 2010 - NASAA President Denise Voigt Crawford commends the Senate for taking a much-needed step toward strengthening our nation’s financial regulatory framework.
May 4, 2010
NASAA Urges Support for Murray Amendment to Include State Securities Regulator on Financial Stability Oversight Council
May 4, 2010 - NASAA sent a letter to each member of the U.S. Senate in support of including the state securities perspective on the Financial Stability Oversight Council.
April 27, 2010
NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package
April 27, 2010 - sent a letter to each member of the U.S. Senate outlining a series of recommendations to strengthen the Restoring American Financial Stability Act.
April 23, 2010
Investor and Consumer Advocates Seek Senate Support for Akaka/Menendez Amendment on Fiduciary Duty
April 23, 2010 - NASAA sent a letter to the Senate in support of the Akaka/Menendez amendment to require the SEC to adopt fiduciary rules for brokers when giving personalized investment advice to retail customers.
April 21, 2010
NASAA Urges Congress to Restore Investor Confidence
April 21, 2010 - Pennsylvania Securities Commissioner Steven Irwin testifies before Congress, urging lawmakers to address perceived failures of adequate corporate governance and executive compensation standards.
April 19, 2010
