Newsroom
March 16, 2016
Remarks of NASAA President Judith Shaw at the ARM 2016 Annual Educational Conference
March 8, 2016--NASAA President Judith Shaw' discusses NASAA's senior investor protection initiatives at the Association of Registration Management 2016 Annual Educational Conference.
February 1, 2016
NASAA Members Adopt Model Act to Protect Seniors and Vulnerable Adults
Feb. 1, 2016--Model Act Delivered to Jurisdictions to Pursue as Legislation or Regulation
January 8, 2016
NASAA Statement Regarding Patricia Struck
January 7, 2016--“For all that Patty was to NASAA as a leader, a colleague, and a mentor she was first and foremost a friend. Patty always had kind things to say in every situation and we are better for having known her. We miss her greatly.”
December 21, 2015
NASAA Announces Top Investor Threats
December 21, 2015--Investors Reminded to Approach Unsolicited Offers with Caution
December 17, 2015
NASAA Launches Senior-Focused Website: ServeOurSeniors.org
December 17. 2015--“We are pleased to provide a resource-rich online environment for senior investors and those best positioned to provide for their care, financial security and protection,” said Judith Shaw, NASAA President and Maine Securities Administrator.
December 10, 2015
NASAA Cautions Fraud Victims About Third-Party Asset Recovery Companies
December 10, 2015--Firms May Offer Fraud Victims Little More Than False Hope for a Fee
November 9, 2015
NASAA Cautions Investors About ‘The Next Big Thing’
November 9, 2015--Spotlight on Marijuana-related Investments, Binary Options, and Digital Currency
November 3, 2015
IARD System Fee Waiver Announced for Investment Adviser Firms
November 3, 2015--NASAA Continues Reduced System Fees for Investment Adviser Representatives
October 30, 2015
NASAA Statement Regarding Announced Retirement Plans of FINRA Chairman Richard Ketchum
October 30, 2015--“NASAA has enjoyed a good working relationship with Rick and wish him well. We look forward to working with him until his successor is in place.”
October 30, 2015
