NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

Newsroom

July 26, 2018

State and Provincial Securities Regulators to Convene in Alaska for NASAA Annual Meeting

July 25, 2018: Borg: “Our program for this year’s meeting launches NASAA’s centennial celebration with a cohesive look ahead at the changes and challenges on the horizon for today’s investors, the securities industry and its regulators."
June 15, 2018

NASAA Recognizes World Elder Abuse Awareness Day

June 15, 2018: Warns of Danger Signs of Suspected Abuse by Guardians
June 13, 2018

NASAA Urges Congress to Reject the “Securities Fraud Act”

June 13, 2018:Borg: "Real people will suffer as a result of this misguided and irresponsible legislation.”
May 25, 2018

NASAA Statement Regarding the Signing into Law of “The Senior Safe Act”

May 25, 2018:Borg: “The Senior Safe Act is a significant step forward in the ongoing fight against senior financial exploitation."
May 22, 2018

Remarks of NASAA President Joseph P. Borg at the Signing of a Memorandum of Understanding Between Federal Commodities and State Securities Regulators

May 21, 2018: Delivered at the 2018 NASAA Fintech Forum, Washington, D.C.
May 21, 2018

CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities and State Securities Regulators

May 21, 2018: Borg: “State securities regulators look forward to strengthening our bond with the CFTC to enhance investor protection and prevent fraud.”
May 21, 2018

State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown

May 21, 2018:Borg: “The actions announced today are just the tip of the iceberg."
May 10, 2018

NASAA Announces Agenda and Speakers for 2018 Fintech Forum

May 10, 2018: CFTC Chairman J. Christopher Giancarlo to address NASAA forum, which will examine cryptocurrency regulation, initial coin offerings, and blockchain technology.
May 7, 2018

NASAA Releases First Annual Report on State-Registered Investment Advisers

May 7, 2017: NASAA today released its first annual report identifying the contours of the state-registered investment adviser population and the related regulatory activities of state securities regulators.
May 2, 2018

State Securities Regulators Announce $26 Million Settlement With LPL Financial LLC Involving Sales of Unregistered, Non-exempt Securities

May 2, 2018:




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