Newsroom
October 29, 2019
Remarks of NASAA President Christopher Gerold at NASAA’s 2019 Fintech & Cybersecurity Symposium
October 4, 2019
NASAA Announces Agenda for Fintech and Cybersecurity Symposium
NASAA today announced the agenda and speakers for its October 29, 2019 Fintech and Cybersecurity Symposium.
October 2, 2019
NASAA Offers Resources for Millennial Investors
In recognition of World Investor Week (Sept. 30 - Oct. 6), the North American Securities Administrators Association (NASAA) today announced the availability of the Millennial Money Mission, a series of investor resources designed specifically for Millennials,
September 11, 2019
NASAA urges Congress to Refrain From Further Expanding Private Securities Markets
“NASAA is concerned that our current regulatory regime has gone too far in favoring private capital raising over public markets,” testified Michael Pieciak, immediate past president of NASAA and Vermont’s Commissioner of Financial Regulation.
September 11, 2019
2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief
September 10, 2019: President Christopher W. Gerold's Inaugural Address at NASAA's 2019 Annual Meeting in Austin, Texas.
September 10, 2019
NASAA Releases Annual Enforcement Report
Gerold: "This report shows that NASAA members are on the frontlines of investor protection."
September 10, 2019
New Jersey’s Christopher Gerold Elected as NASAA President
New Jersey Securities Bureau Chief Christopher W. Gerold today began a one-year term after having been elected the 102st president of the North American Securities Administrators Association.
September 8, 2019
State Investment Adviser Examinations Find Rising Cybersecurity Deficiencies
State securities regulators are concerned that deficiencies related to cybersecurity are rising among state-regulated investment advisers.
August 7, 2019
NASAA Updates Coordinated Crypto Crackdown
State and provincial securities regulators are seeing an uptick this year in solicitations in potential crypto-related frauds.
July 31, 2019
