Current Headlines
April 25, 2017
NASAA Announces Second Senior$afe Training Week
April 25, 2017--Rothman: “NASAA’s Senior$afe training program is an essential resource for investment services providers who are uniquely positioned to help protect seniors and identify financial abuse.”
April 24, 2017
NASAA Recognizes Financial Capability Month by Promoting Investor Education Outreach Programs
April 24, 2017--Rothman: “Financial capability is about educating and empowering all people of every age to take charge of their financial futures. Not only does it help people step up the ladder of economic opportunity and wealth, but also it helps to protect against predatory financial tricks and traps.”
March 2, 2017
NASAA Announces Federal Legislative Priorities
Download: NASAA Legislative Priorities for the 115th Congress WASHINGTON, D.C., March 2, 2017 – The North American Securities Administrators Association (NASAA), which represents state and provincial securities regulators, today released its recommendations to Congress regarding ways to strengthen investor protection and facilitate healthy capital formation. “Our legislative priorities are designed to help members of the 115th […]
February 27, 2017
State Securities Regulators Join America Saves Week to Build Awareness of Safe Financial Behavior
February 27, 2017--“As families across America discuss their saving and investing goals, they can turn to the resources provided by state securities regulators to learn about investing wisely in order to meet their financial goals,” said Mike Rothman, NASAA president and Minnesota Commissioner of Commerce. “Information and awareness are critical in the fight against losing hard-earned money to investment fraud.”
February 17, 2017
