Investor Advisories
November 29, 2022
Informed Investor Advisory: Single Stock ETFs
This investor advisory explains single stock ETFs and the risks involved with them.
August 31, 2022
Informed Investor Advisory: The Metaverse
This investor advisory highlights some current metaverse investment scams and discusses ways that investors can protect themselves.
August 2, 2022
Informed Investor Advisory: Finfluencers
This investor advisory explains what finfluencers are, how they are compensated, what you should keep in mind when you are exposed to finfluencers’ content, red flags to watch out for, and resources available to you.
March 31, 2022
Informed Investor Advisory: Reassigned Investment Accounts
The relationship you have with your financial adviser is a key element to meeting your long-term financial goals. If your stockbroker or investment adviser leaves his or her employer, you should make sure that you understand how and why it happened. It could be as simple as a move to another city or retirement, but there could be other reasons too.
December 6, 2021
Informed Investor Advisory: Decentralized Finance (DeFi) Defined
Decentralized finance, or DeFi, is a relatively new blockchain-based set of financial services gaining popularity and acceptance. This NASAA Investor Advisory discusses DeFi, the technology behind it, and how you can protect yourself from falling victim to a scam.
September 16, 2021
Informed Investor Advisory: Protecting Your Online Accounts
As financial technology has evolved, it has given consumers the ability to shop, save, and invest online using their phones, tablets, and computers. These modern financial conveniences, however, come with risk.
June 1, 2021
Informed Investor Advisory: Expense Ratios
An informed investor will pay particular attention to a fund’s expense ratio, which, over time, can affect a fund’s earnings significantly.
April 8, 2021
Informed Investor Advisory: ESG Investing
As climate change and social concerns have grown in recent years, many investors are becoming more conscious of whether a company in which they are investing has considered environmental, social and governance (ESG) factors.
April 1, 2021
Informed Investor Advisory: Social Media, Online Trading and Investing
In our digitally connected world, some investors turn to online chatrooms and social media platforms for information about investing or specific investment opportunities. While ever-evolving technology makes investing more accessible to greater numbers of people, the informed investor knows that technological democratization also brings significant risk.
February 9, 2021
