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August 9, 2011

100 Years of Investor Protection

August 4, 2011 - NASAA's Annual Conference (September 11-13 in Kansas) will focus on the past, present and future of securities regulation.
August 9, 2011

Implementation of Dodd-Frank

June 15, 2011 NASAA raises concerns about H.R. 1070 and H.R. 1082.
August 9, 2011

Dodd-Frank Information Center

September 28, 2010 - “This legislation clearly is going to restructure relationships among regulators. We have an opportunity to strengthen these relationships and to engage in productive discussions about how our shared responsibilities can better protect investors.” - David S. Massey
August 9, 2011

IA Switch Resource Center

By signing the Dodd-Frank Wall Street Reform and Consumer Protection Act into law, President Obama set in motion a change for many mid-sized investment adviser firms.
July 12, 2011

NASAA President David S. Massey Testifies

July 12, 2011 - NASAA President David Massey outlines enhancements to investor protection in the Dodd-Frank Act.
July 11, 2011

NASAA News piece #1

NASAA News piece #1
July 11, 2011

NASAA News Piece #2

Another news piece