Adopted Model Rules, Acts, & Statements of Policy

NASAA adopts model acts, model rules, and statements of policy for potential adoption by NASAA members. There is no material distinction between these three types of documents for non-NASAA members; each type of document represents model statutes, regulations, or regulatory guidance. This page reflects the most current version of each model rule, model act, and statement of policy. In the event that the model rule, model act, or statement of policy that you are looking for is not here, please let us know.

Previous versions of current model rules are available here: Previous Versions - Archive