All: State Rule Proposals

Washington Amends Franchise Investment Protection Act

Washington’s Franchise Investment Protection Act, chapter 19.100 RCW (the “Act”), was amended to make technical corrections in the 2012 legislative session through Senate Bill 6172.    The amendments better align the Act with the Federal Trade Commission’s Franchise Rule, 16 CFR § 436, and Washington’s Administrative Procedures Act.  The amendments:  Revise the franchise disclosure document delivery […]

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Washington Proposes Amendments to Mortgage Broker-Dealer Rules

March 14, 2012 – The Washington Securities Division is proposing to amend Chapter 460-33A WAC, which provides an optional method of registration for “mortgage paper securities” as defined in WAC 460-33A-015(4). The proposed rules would strengthen investor suitability requirements; revise the calculation of the number of investors that may participate in a loan; establish requirements […]

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Washington proposes to amend certain WAC sections to correct references to definitions in the Securities Act of Washington

March 6, 2012

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Washington proposes amendments to conform “accredited investor” to federal law

March 5, 2012

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Virginia proposal to adopt Model Rule on exemption of advisers to certain private funds

February 14, 2012

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Washington considers proposing to amend certain WAC sections to correct references to definitions in Securities Act of Washington

January 30, 2012   Print | PDF | Email

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Rhode Island Issues Notice of Hearing and Proposed Franchise Rule

October 5, 2011 Print | PDF | Email

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State Rule Proposals Archive

In the event that the State Rule Proposal you are looking for is not present, please get in touch with us.  [Note, some pdfs are beyond our control and some may have been removed over the years.] View all current and past state rule proposals here. 01/30/12 Washington considers proposing to amend certain WAC sections […]

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North Carolina Issues Informational Bulletin Regarding Investment Company Notice Filing Fee Change

June 30, 2011 Print | PDF | Email

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Notice of Proposed Revision to the Rules and Regulations Pursuant to the Delaware Securities Act

June 3, 2011 Print | PDF | Email

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