NASAA Securities Arbitration Forum
Forum Resource Page
>> Listen to the Webcast <<

Equity Indexed Annuities
>> NASAA Commends SEC for Advancing Equity Indexed Annuities Proposal. Details 

Auction-Rate Securities
>> State Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations. Details / Listen to the NPR News report

Investor Awareness
>> NASAA Identifies Traps Likely to Burn Investors This Summer. Details.

Senior Investor Protection
>> State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations. Details / Model Rule / Investigative Report on "Free Lunch" Seminars

Treasury Department "Blueprint"
>> NASAA Statement on Treasury Department's Financial Services Regulatory Restructuring Plan. Details / Comment Letter

2008 Legislative Priorities
>> NASAA outlines pro-investor legislative agenda. Details