Issues & Advocacy

Topic
Year
March 6, 2003

H.R. 957, The Broker Accountability through Enhanced Transparency Act of 2003

March 6, 2003 - Written Statement of the North American Securities Administrators Association To the Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee, House Committee on Financial Services
June 25, 2002

The FTC’s Franchise Rule: Twenty-Three Years After Its Promulgation

June 25, 2002 - Prepared Statement of Dale E. Cantone Deputy Securities Commissioner and Chief of the Franchise and Business Opportunities Unit of the Office of the Maryland Attorney General, Securities Division Before the Subcommittee on Commerce, Trade, and Consumer Protection of the Committee on Energy and Commerce, United States House of Representatives
June 19, 2002

Penalties for White Collar Offenses: Are We Really Getting Tough on Crime?

June 19, 2002 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the Crime and Drugs Subcommittee Senate Judiciary Committee
May 23, 2002

One Broker Gone Bad: Punishing the Criminal, Making Victims Whole

May 23, 2002 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner Chairman, Enforcement Section Before the House Financial Services Oversight and Investigations Subcommittee, U.S. House of Representatives
February 6, 2002

The Importance of Financial Literacy and Education in America

February 6, 2002 - Testimony of Denise Voigt Crawford Texas Securities Commissioner Before the Committee on Banking, Housing and Urban Affairs, United States Senate
May 6, 2001

Protecting Consumers: What Can Congress Do To Help Financial Regulators?

March 6, 2001 - Written Statement of the North American Securities Administrators Association To Be Included in the Hearing Record of The Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit Hearing, Committee on Financial Services
September 13, 2000

Organized Crime on Wall Street

September 13, 2000 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the House Commerce Committee Subcommittee on Finance and Hazardous Materials, U.S. House of Representatives
May 8, 2000

Market Structure Issues for the Futures, Options and Equities Markets

May 8, 2000 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the Committee on Banking, Housing and Urban Affairs, U.S. Senate Chicago, Illinois
February 25, 2000

NASAA Testimony Outlining Concerns About Day Trading

February 25, 2000 - Testimony of Deborah R. Bortner Director of Securities, Washington State Department of Financial Institutions Before the Senate Governmental Affairs Committee Permanent Subcommittee on Investigations
October 14, 1999

NASAA Statement on Public Offerings

October 14, 1999 - Written Statement of the North American Securities Administrators Association House Small Business Committee, Government Programs and Oversight Subcommittee




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