All: Legislative Activity

Mandatory Binding Arbitration: Is it Fair and Voluntary?

September 15, 2009 – NASAA written statement submitted to the House Judiciary Subcommittee on Commercial and Administrative Law regarding mandatory binding arbitration.

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The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

April 29, 2009 – NASAA written statement submitted to the Senate Homeland Security and Government Affairs Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia regarding the role of the federal government in empowering Americans to make informed financial decisions.

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The Federal Government's Role in Empowering Americans to Make Informed Financial Decisions

April 29, 2009 – NASAA written statement submitted to the Senate Homeland Security and Government Affairs Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia regarding the role of the federal government in empowering Americans to make informed financial decisions.

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Betting on Death in the Life Settlement Market – What’s at Stake for Seniors?

April 29, 2009 – Written testimony of Colorado Securities Commissioner, and NASAA President, Fred Joseph, delivered to the Senate Special Committee on Aging, regarding the regulation of life settlements.

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Betting on Death in the Life Settlement Market – What's at Stake for Seniors?

April 29, 2009 – Written testimony of Colorado Securities Commissioner, and NASAA President, Fred Joseph, delivered to the Senate Special Committee on Aging, regarding the regulation of life settlements.

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NASAA Testimony on Enhancing Investor Protection and the Regulation of Securities Markets

March 26, 2009 – Written testimony of Colorado Securities Commissioner, and NASAA President Fred J. Joseph, delivered before the Senate Committee on Banking, Housing, and Urban Affairs, regarding enhancing investor protection and the regulation of markets.

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Federal and State Enforcement of Financial Consumer and Investor Protection Laws

March 20, 2009 – Written testimony of Delaware Securities Commissioner James B. Ropp, delivered to the House Committee on Financial Services, regarding ways to enhance our ability to pursue financial fraud and prosecute the perpetrators of those crimes.

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Shopping Smart and Avoiding Scams: Financial Literacy During the Holiday Season

December 13, 2007 – Written testimony of North Dakota Securities Commissioner, and NASAA President Karen Tyler, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding protecting investors during the holiday season.

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S. 1782, the Arbitration Fairness Act of 2007

December 12, 2007 – Written testimony of Illinois Securities Commissioner Tanya Solov, delivered to the Senate Judiciary Subcommittee on the Constitution, regarding S.1782, the Arbitration Fairness Act of 2007

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Regulatory Preemption: Are Federal Agencies Usurping Congressional and State Authority?

September 12, 2007 – NASAA written statement submitted to the Senate Judiciary Committee regarding regulatory preemption.

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