Legislative Activity
August 9, 2011
Dodd-Frank Information Center
September 28, 2010 - “This legislation clearly is going to restructure relationships among regulators. We have an opportunity to strengthen these relationships and to engage in productive discussions about how our shared responsibilities can better protect investors.” - David S. Massey
July 12, 2011
Enhanced Investor Protection After the Financial Crisis
July 12, 2011 - Written testimony of NASAA President David Massey, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, discussing how the Dodd-Frank Act has provided enhanced protection to investors.
July 15, 2010
The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions
July 15, 2010 - Written testimony of Montana Deputy Securities Commissioner Lynne Egan, delivered to the House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, discussing ways to improve investor education and allow investors to make more informed decisions.
April 21, 2010
Corporate Governance and Shareholder Empowerment
April 21, 2010 - Written testimony of Pennsylvania Securities Commission Steven D. Irwin, delivered to the House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, urging Congress to take steps to encourage investor confidence.
January 14, 2010
NASAA Testimony Before the Financial Crisis Inquiry Commission
January 14, 2010 - Written testimony of NASAA President Denise Voigt Crawford delivered to the United States Financial Crisis Inquiry Commission.
October 6, 2009
Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office
October 6, 2009 - Written testimony of NASAA President Denise Voigt Crawford, delivered to the House Financial Services Committee, regarding improvements to the financial regulatory system.
September 17, 2009
S. 1551: The Liability for Aiding and Abetting Securities Violations Act of 2009
September 17, 2009 - Written testimony of Illinois Securities Commissioner Tanya Solov, delivered to the Senate Judiciary Subcommittee on Crime and Drugs, discussing liability for aiding and abetting securities violations.
September 15, 2009
Mandatory Binding Arbitration: Is it Fair and Voluntary?
September 15, 2009 - NASAA written statement submitted to the House Judiciary Subcommittee on Commercial and Administrative Law regarding mandatory binding arbitration.
April 29, 2009
The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions
April 29, 2009 - NASAA written statement submitted to the Senate Homeland Security and Government Affairs Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia regarding the role of the federal government in empowering Americans to make informed financial decisions.
April 29, 2009
