All: Investor Education

Small Business Advisory: Crowdfunding

The Jumpstart Our Business Startups (JOBS) Act, a series of legislative provisions designed to facilitate capital formation in the United States, was signed into law in 2012. Title III of the JOBS Act (also known as the CROWDFUND Act) allows entrepreneurs to raise capital by selling interests in their businesses over the internet through a […]

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Informed Investor Advisory: Crowdfunding

The Internet is a popular way for individuals and businesses to raise money. In 2012, Congress passed the JOBS Act, which directed the Securities and Exchange Commission (SEC) to formulate rules to exempt investment crowdfunding from the securities registration laws. These rules went into effect in May 2016 and eased restrictions on start-up companies that […]

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NASAA Marks Military Saves Week by Taking Aim at Fraud Targeting Military Members

February 21, 2012 – NASAA encourages military members and their families to shore up their defenses against investment fraud during Military Saves Week.

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NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat

February 1, 2012 – Following the Federal Reserve’s announcement that interest rates are expected to remain low until at least late 2014, NASAA today cautioned investors to beware of risky or outright fraudulent investments promising higher yield or returns.

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Self-Directed IRAs and the Risk of Fraud

The SEC and NASAA warn investors of the potential risks associated with investing through self-directed Individual Retirement Accounts (self-directed IRAs).

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Informed Investor Advisory: Social Networking

Social networking in the Internet age allows people to connect to one another
more quickly and easily than ever before. Investment promoters increasingly are
logging on to find investors … and their money.

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Top Investor Threats

The top 10 financial products and practices that threaten to trap unwary investors, compiled by the securities regulators in NASAA’s Enforcement Section.

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Senior Investor Resource Center

NASAA provides tools specifically for senior investors to help you protect yourself against investment fraud.

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Saving and Investing

Developing achievable saving and investing goals can help you on your road to freedom, security or affording the kind of lifestyle you want.

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Investor Ed Newsletter

A newsletter spotlighting new investor education initiatives.

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