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NASAA Highlights Top Investor Threats for 2023

Scammers Use Technology and Play on Emotions to Target Retail Investors WASHINGTON, D.C. (April 20, 2023) – The North American…

NASAA Releases Annual Enforcement Report

Report Indicates Seniors Remain a Top Target for Cons DOWNLOAD > 2015 NASAA Enforcement Report on 2014 Data  WASHINGTON, D.C.…

NASAA Marks National Financial Literacy Month

Crawford: Education is an Investor's Best Defense Against Investment Fraud WASHINGTON, D.C. (April 12, 2010) – In recognition of National…

State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown

Borg: “The actions announced today are just the tip of the iceberg." Cryptosweep Presentation WASHINGTON, D.C. (May 21, 2018) – The…

Remarks of NASAA President Christopher Gerold to the SEC Investor Advisory Committee

Written Remarks of NASAA President Christopher W. GeroldSEC Investor Advisory Committee MeetingApril 2, 2020Introduction:Good Afternoon. I’m Christopher Gerold, Chief of…




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