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NASAA Joins with Securities Regulators Around the World During World Investor Week
WASHINGTON, D.C. – (October 2, 2023) – The North American Securities Administrators Association (NASAA) today joined with the SEC’s Office…NASAA Members, CFTC Reach Settlement with Safeguard Metals in $68m Fraud Targeting Elderly Adults
WASHINGTON, D.C. – (October 25, 2023) – Thirty state regulators and the Commodity Futures Trading Commission (CFTC) announced a settlement…Informed Investor Advisory: Precious Metals and Coin Investments
Are you an informed investor? Precious Metals and Coin Investments Predictions around volatility in the domestic and global economy have…Federal Resources
To advance its agenda, NASAA engages on a nonpartisan basis with Congressional offices and other stakeholders. Learn more about NASAA’s…NASAA Releases 2025 Enforcement Report
WASHINGTON, D.C. (October 16, 2025) – The North American Securities Administrators Association (NASAA) today released its 2025 Enforcement Report, identifying…Protecting Investors: Why the Howey Test Matters
About the Howey TestThe Howey Test is a critical safeguard for investors, ensuring that financial products—whether traditional stocks or emerging…NASAA Urges Congress to Protect Investors and State Authority in Digital Asset Legislation
WASHINGTON, D.C. – (February 25, 2026) – The North American Securities Administrators Association (NASAA) is calling on Congress to preserve…
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