Search Results for: top 10 scams

NASAA Cautions Investors About ‘The Next Big Thing’

Spotlight on Marijuana-related Investments, Binary Options, and Digital Currency Download > Informed Investor Advisory: The Next Big Thing WASHINGTON (November…

NASAA Study Examines Broker-Dealer Senior Practices and Procedures

Study Shows How Firms Can Help to Guard Senior Investors From Harm Download full report WASHINGTON, D.C. (June 15, 2017)…

2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director

September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…

Informed Investor Advisory: Cryptocurrencies

Are you an informed investor? Be Cautious of the Crypto Investment Craze Cryptocurrencies burst into the investing mainstream in 2017…

State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown

Borg: “The actions announced today are just the tip of the iceberg." Cryptosweep Presentation WASHINGTON, D.C. (May 21, 2018) – The…

“Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement”

Written Testimony of Joseph P. Borg President, North American Securities Administrators Association, Inc. and Director, Alabama Securities Commission Before the…

Informed Investor Advisory: Promissory Notes

Are you an informed investor? Promissory Notes Promissory note schemes are a leading source of investor complaints. Unscrupulous individuals sell…

CONVERSATION STARTERS

HOW TO HAVE THE MONEY TALK Conversation Starters is a series of open-ended questions designed to help families kick-start an…

Fraud Center

Each year, investors lose billions of dollars to investment fraud. Investors face increasingly complex and confusing scams. Remember: If an…

NASAA VIDEOS

GET IN THE KNOW NASAA's Get in the Know series of 3-5 minute videos walks viewers through complex investment topic…