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NASAA Expands Annual Top Investor Threat List

JOBS Act Implementation Prompts Additions of Threats to Small Business Owners WASHINGTON (October 15, 2013) – The North American Securities…

Conversation Starters

How to Have the Money Talk with Your Loved Ones Conversation Starters is a series of open-ended questions designed to…

Conversation Starters – Full House

Conversation Starters for Parents and Kids Getting Started Help your children build good money habits by talking with them early…

NASAA President Andrea Seidt’s Remarks at the 2014 SIFMA Compliance and Legal Society Annual Meeting

Andrea SeidtPresident, North American Securities Administrators Association2014 SIFMA Compliance and Legal SocietyApril 1, 2014 Good morning distinguished guests and colleagues.…

New Products in Classic Schemes Identified as Top Investor Threats

WASHINGTON (November 12, 2014) – The North American Securities Administrators Association (NASAA) today identified emerging threats investors are likely to…

NASAA Urges Investors to Approach High-Yield Investment Programs With Caution

Download: NASAA Informed Investor Advisory (pdf) WASHINGTON, DC, November 20, 2014 – The North American Securities Administrators Association (NASAA) today issued…

NASAA Supports World Elder Abuse Awareness Day

WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…

NASAA Releases Annual Enforcement Report

Report Indicates Seniors Remain a Top Target for Cons DOWNLOAD > 2015 NASAA Enforcement Report on 2014 Data  WASHINGTON, D.C.…

2015 Presidential Address: Maine Securities Administrator Judith Shaw

September 29, 2015 NASAA 98th Annual Conference San Juan, Puerto Rico Buenas tardes - Bonjour- Good afternoon. President Beatty, Board…

Informed Investor Advisory: The Next Big Thing

Are you an informed investor? The Next Big Thing At first glance, marijuana, binary options, and digital currency appear to…




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