Search Results for: senior specialists
NASAA Study Examines Broker-Dealer Senior Practices and Procedures
Study Shows How Firms Can Help to Guard Senior Investors From Harm Download full report WASHINGTON, D.C. (June 15, 2017)…Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors
Washington, D.C., Sept. 22, 2008 – As part of the Securities and Exchange Commission’s third annual Seniors Summit held in…NASAA Releases Guide to Practices and Procedures for Protecting Senior Investors and Vulnerable Adults from Financial Exploitation
WASHINGTON (September 12, 2016) — The North American Securities Administrators Association (NASAA) today released a guide to assist broker-dealer and…NASAA Voices Strong Support for Casey/Kohl Legislation to Enhance Penalties for Investment Fraud Against Seniors
WASHINGTON, D.C. June 27, 2008—State securities regulators today voiced strong support for the Senior Investor Protections Enhancement Act of 2008…The SEC’s Potential Role in Addressing Elder Financial Abuse Issues
Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…NASAA Launches Senior-Focused Website: ServeOurSeniors.org
WASHINGTON, D.C. (December 17, 2015) – The North American Securities Administrators Association (NASAA) today announced the launch of ServeOurSeniors.org, a…State Securities Regulators Issue Senior Investor Alert
NASAA says retirees and those nearing retirement remain vulnerable as they manage a lifetime of savings WASHINGTON, D.C. (September 10, 2007)…NASAA Investor Bulletin: Social Isolation and the Risk of Investment Fraud
December 12, 2024 FINRA, the North American Securities Administrators Association (NASAA), the staff of the SEC's Office of Investor Education…The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions
Testimony of Lynne Egan Montana Deputy Securities Commissioner Member, NASAA Investor Education Section Before the Subcommittee on Oversight of Government…Resources
RESOURCESBreaking Bulletins Senior-focused Newsroom Map (Elder Justice) Elder Justice Network Locator Map Education Money Smart for Older Adults Choosing a…
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