Search Results for: senior specialists
Seniors at Risk From Financial Fraud
Survey of State Securities Regulators Highlights Seniors as Most Vulnerable and the Need for Better Fraud Detection WASHINGTON, D.C. (August 21,…Senior Issues
NASAA SENIOR RESOURCES NASAA and its members have been in the forefront in detecting the problem of senior investor abuse…Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic
Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…NASAA, SEC and FINRA Offer Free Resource to Securities Firms to Assist in Detection, Prevention, and Reporting of Financial Exploitation of Seniors
Regulators Providing Free Training in Recognition of World Elder Abuse Awareness Day; Program Aims to Assist Firms in Implementing Requirements…NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors
Washington, D.C., Aug. 13, 2010 – The Securities and Exchange Commission, Financial Industry Regulatory Authority…California Gov. Schwarzenegger Signs Senior Investor Protection Legislation Into Law
California and Alabama Join Growing Number of States to Adopt Provisions Based on NASAA Model Rule on the Use of…State Securities Regulators Voice Strong Support For Senior Investment Protection Act
NASAA Applauds Sen. Herb Kohl’s Leadership in the Ongoing Fight Against Senior Investment Fraud WASHINGTON, D.C., May 4, 2009—The North…SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors
Washington, D.C., February 8, 2008 – The Securities and Exchange Commission (SEC), the North American Securities Administrators Association (NASAA), and…SEC and NASAA Launch Program to Protect Senior Investors
Joint Initiative Includes Aggressive Enforcement, Targeted Examinations, and Investor Education and Outreach Programs Washington, D.C. (May 8, 2006) – Securities and…NASAA Testimony Before the Financial Crisis Inquiry Commission
Testimony of Denise Voigt Crawford Commissioner, Texas Securities Board and President North American Securities Administrators Association, Inc. Before the United…
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