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Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors

Washington, D.C., Sept. 22, 2008 – As part of the Securities and Exchange Commission’s third annual Seniors Summit held in…

NASAA Testimony Before the Financial Crisis Inquiry Commission

Testimony of Denise Voigt Crawford Commissioner, Texas Securities Board and President North American Securities Administrators Association, Inc. Before the United…

The SEC’s Potential Role in Addressing Elder Financial Abuse Issues

Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…

NASAA Voices Strong Support for Casey/Kohl Legislation to Enhance Penalties for Investment Fraud Against Seniors

WASHINGTON, D.C. June 27, 2008—State securities regulators today voiced strong support for the Senior Investor Protections Enhancement Act of 2008…

NASAA Releases Guide to Practices and Procedures for Protecting Senior Investors and Vulnerable Adults from Financial Exploitation

WASHINGTON (September 12, 2016) — The North American Securities Administrators Association (NASAA) today released a guide to assist broker-dealer and…

NASAA Launches Senior-Focused Website: ServeOurSeniors.org

WASHINGTON, D.C. (December 17, 2015) – The North American Securities Administrators Association (NASAA) today announced the launch of ServeOurSeniors.org, a…

State Securities Regulators Issue Senior Investor Alert

NASAA says retirees and those nearing retirement remain vulnerable as they manage a lifetime of savings WASHINGTON, D.C. (September 10, 2007)…

The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

Testimony of Lynne Egan Montana Deputy Securities Commissioner Member, NASAA Investor Education Section Before the Subcommittee on Oversight of Government…

NASAA Investor Bulletin: Social Isolation and the Risk of Investment Fraud

December 12, 2024 FINRA, the North American Securities Administrators Association (NASAA), the staff of the SEC's Office of Investor Education…

Resources

RESOURCESBreaking Bulletins Senior-focused Newsroom Map (Elder Justice) Elder Justice Network Locator Map Education Money Smart for Older Adults Choosing a…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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