Search Results for: senior specialists

State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud

State Regulators Announce Initiatives to Help Seniors Weather Dangerous Times WASHINGTON (September 4, 2003)– Volatile stock markets, record low interest…

Protecting Senior Citizens Against Internet Investment Fraud

Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States…

State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations

NASAA Also Voices Strong Support for the ‘Senior Protection Act of 2008’ and Applauds Sen. Herb Kohl’s Leadership in the Fight…

2007 Seniors Summit, NASAA President Joseph Borg

Second Annual Seniors Summit Opening Statement Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association September 10,…

New NASAA Initiative Focuses on Senior Investor Issues

Committee Reflects Long-Standing Role of State and Provincial Securities Regulators to Protect Senior Investors WASHINGTON, D.C. (August 19, 2014) –…

Additional Resources for Seniors

NASAA members and other consumer education organizations offer excellent resources to help seniors better understand their investments. Some of these…

NASAA, SEC & FINRA Issue Senior Safe Act Fact Sheet to Help Promote Greater Reporting of Suspected Senior Financial Exploitation

DOWNLOAD: Senior Safe Act Fact SheetWashington D.C., May 23, 2019 – In recognition of the one-year anniversary of the passage…

State Securities Regulators Release “Unlucky 13” Investor Traps

Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006…

NASAA Outlines Dangers Facing Senior Investors

Borg: “States have been in the vanguard developing innovative regulatory responses to fight senior investment fraud.” WASHINGTON, D.C. (September 5, 2007)—The…

NASAA Survey Shows Senior Investment Fraud Accounts for Nearly Half of all Complaints Received by State Securities Regulators

Unregistered Securities, Variable and Equity Indexed Annuities Most Pervasive Financial Products Involved in Senior Investment Fraud WASHINGTON (July 17, 2006)—With the…