Search Results for: senior specialists

NASAA To Outline Efforts to Protect Seniors from Misleading ‘Free Lunch’ Investment Seminars and Professional Designations

NASAA President Joseph P. Borg to Testify Before U.S. Senate Special Committee on Aging WASHINGTON, D.C. (August 30, 2007) –…

NASAA to Detail Threats to Senior Investors

NASAA President and Wisconsin Securities Administrator Patricia D. Struck to Testify before U.S. Senate Special Committee on Aging WASHINGTON, D.C. (March…

NASAA Supports World Elder Abuse Awareness Day

WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…

Betting on Death in the Life Settlement Market – What’s at Stake for Seniors?

Testimony of Fred J. Joseph Colorado Securities Commissioner and President of the North American Securities Administrators Association, Inc. Before the…

NASAA Outlines Strong State Response to COVID-19 Fraud in House Testimony

Urges Congress to Consider Legislation to Protect Seniors and Provide Restitution for Pandemic-related Securities FraudDOWNLOAD: TestimonyWASHINGTON, D.C. (June 16, 2020)…

Federal and State Enforcement of Financial Consumer and Investor Protection Laws

Testimony of James B. Ropp Commissioner, Delaware Division of Securities and Chair of the Enforcement Section North American Securities Administrators…

NASAA Talks Podcast

Latest Episode EPISODE 19 July 2022: This episode highlights the metaverse, with commentary from Joseph Rotunda, Vice Chair of the North…

State Investment Adviser Examinations Sweeps Uncover Deficiencies in Policies To Protect Seniors And Vulnerable Persons

Declines of Incidences of Deficiencies in Cybersecurity Also Found WASHINGTON, D.C. (September 20, 2021) – A series of 1,206 coordinated…

NASAA Commends Dateline NBC for Helping Expose Questionable Equity Indexed Annuity Sales Practices to Seniors

WASHINGTON, D.C. April 14, 2008—The North American Securities Administrators Association (NASAA) today commended Dateline NBC for its April 13 program,…

Resources Page for NASAA’s Senior Issues and Diminished Capacity Committee Presents: Securities Regulators and Adult Protective Services Agents Speak

NASAA's Senior Issues and Diminished Capacity Committee Presents: Securities Regulators and Adult Protective Services Agents Speak Recorded: November 3, 2022…