NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

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2010 Presidential Speech, North Carolina Deputy Securities Administrator David Massey

President's Remarks David Massey North Carolina Deputy Securities Administrator President, North American Securities Administrators Association  September 28, 2010 NASAA 93rd…

2008 Presidential Speech, Colorado Securities Commissioner Fred Joseph

President's Remarks Fred Joseph Colorado Securities Commissioner President, North American Securities Administrators Association September 17, 2008 NASAA 91st Annual Conference Las…

State Securities Regulators Release “Unlucky 13” Investor Traps

Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006…

Informed Investor Advisory: Opportunity Zone Investments

Are you an informed investor?Opportunity Zone InvestmentsOpportunity zones encourage longer-term investments in low-income U.S. communities by providing certain tax benefits…

State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud

State Regulators Announce Initiatives to Help Seniors Weather Dangerous Times WASHINGTON (September 4, 2003)– Volatile stock markets, record low interest…

Informed Investor Advisory: Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots

Are you an informed investor? Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots North American Securities…

FINRA, NASAA and SEC OIEA Urge Investors to Establish a Trusted Contact to Increase Investor Protection

WASHINGTON, D.C. (September 28, 2021) – In a combined effort to provide additional protection for investors, FINRA and the North…

The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)

Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Subcommittee on Capital Markets, Insurance and Government…

Investor Bulletin: Investor Resilience – World Investor Week 2022

Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…

NASAA Identifies Top Investor Traps

Crawford: “Knowledge, attention to detail and a healthy sense of skepticism are a triple threat to fight investment fraud.” WASHINGTON…




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