Search Results for: investor bill of rights

The Importance of Financial Literacy and Education in America

Testimony of Denise Voigt Crawford Texas Securities Commissioner Before the Committee on Banking, Housing and Urban Affairs, United States Senate…

“Putting Investors First? Examining the SEC’s Best Interest Rule”

Written Statement of Michael S. Pieciak President, North American Securities Administrators Association and Commissioner, Vermont Department of Financial Regulation To…

Con Artists Find Profit in Get-Rich Schemes Tied to Economic Uncertainty

NASAA Identifies Investor Threats Among Financial Products and Practices WASHINGTON (August 23, 2011) – The North American Securities Administrators Association…

NASAA’s 2005 Top 10 Threats to Investors

Widmann: "If it sounds too good to be true, it usually is" WASHINGTON (March 24, 2005) – The North American…

Wall Street Analyst Conflicts of Interest Global Settlement

Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Committee on Banking, Housing and Urban Affairs…

Cybercriminals and Fraudsters: How Bad Actors Are Exploiting the Financial System During the COVID-19 Pandemic

Written Testimony of Amanda SennAlabama Securities Commission Chief Deputy Director and NASAA Cybersecurity Committee ChairOn behalf of the North American Securities…

NASAA Expands Annual Top Investor Threat List

JOBS Act Implementation Prompts Additions of Threats to Small Business Owners WASHINGTON (October 15, 2013) – The North American Securities…

The ALERT INVESTOR

The Alert InvestorWelcome to The Alert Investor, a series of podcasts produced by NASAA to provide investors with investor protection…

Leading Online Investing Education Site Relaunched to Address Five Key “Trouble Spots” for Investors

Regulators, Industry Collaborated to Identify, Remedy Most Common Problems; Non-Profit Site is Now Project of 50 State Securities Regulators WASHINGTON, D.C.…

Leading Online Investing Education Site Relaunched to Address Five Key "Trouble Spots" for Investors

Regulators, Industry Collaborated to Identify, Remedy Most Common Problems; Non-Profit Site is Now Project of 50 State Securities Regulators WASHINGTON, D.C.…