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Search Results for: investor bill of rights

Online investors cautioned, offered tips to protect themselves

State regulators urge use of "limit orders" in volatile markets WASHINGTON (March 26, 1999) – As millions of investors open…

Washington Proposes Amendments to Mortgage Broker-Dealer Rules

March 14, 2012 - The Washington Securities Division is proposing to amend Chapter 460-33A WAC, which provides an optional method…

Notice of Request for Public Comment: Proposed Changes to Performance Fee Model Rules Under the Uniform Securities Acts of 1956 and 2002

The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorized release for public comment the…

NASAA Requests for Public Comments

The Corporation Finance Section of the North American Securities Administrators Association (NASAA has posted notices requesting public comments on a…

NASAA Urges Congress to Reject the “Securities Fraud Act”

Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…

Speakers Announced for NASAA Public Policy Roundtable

Discussions to Focus on Corporate Governance, Enforcement Activity and the Impactof the U.S.-Mexico-Canada Trade Agreement (USMCA) on the Investment IndustryWASHINGTON,…

NASAA Offers Legislative Agenda for 116th Congress

Agenda Highlights Policy Priorities to Put Investor Interests FirstRead the full agenda here.WASHINGTON, DC, March 5, 2019 – The North…

NASAA Launches Centennial Anniversary and Announces Public Policy Roundtable

WASHINGTON, D.C. (February 27, 2019)—The North American Securities Administrators Association, the voice of state and provincial securities regulations in the…

Small Company Offering Registration (SCOR)

INTRODUCTION In this section, you will find information on the requirements your company must meet in order to use the…

Resources

RESOURCESBreaking Bulletins Senior-focused Newsroom Map (Elder Justice) Elder Justice Network Locator Map Education Money Smart for Older Adults Choosing a…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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