Search Results for: investor bill of rights

2007 Presidential Speech, North Dakota Securities Commissioner Karen Tyler

President's Remarks Karen Tyler North Dakota Securities Commissioner President, North American Securities Administrators Association October 2, 2007 NASAA 90th Annual…

Protecting Senior Citizens Against Investment Fraud

Testimony of Patricia D. Struck Wisconsin Securities Division Administrator and President North American Securities Administrators Association, Inc. Before the Special…

The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities

Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…

A Pro-Investor Legislative Agenda For the 110th Congress

News Conference Opening Statement Joseph P. Borg Director, Alabama Securities Commission President, North American Securities Administrators Association January 25, 2007…

Legislation to Further Reduce Impediments to Capital Formation

Testimony of A. Heath Abshure Arkansas Securities Commissioner and Immediate Past-President of the North American Securities Administrators Association, Inc. Before…

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

S. 1782, the Arbitration Fairness Act of 2007

Testimony of Tanya Solov Director, Illinois Securities Department Illinois Secretary of State On behalf of the North American Securities Administrators…

NASAA Statement Regarding FINRA Decision on Schwab Effort to Curb Investor Rights in Class Actions

WASHINGTON (April 24, 2014) – The following is a statement from Russ Iuculano, executive director of the North American Securities…

An Agenda for Change: How the 111th Congress Can Better Protect Investors

News Conference Opening Statement Fred Joseph Colorado Securities Commissioner President, North American Securities Administrators Association January 29, 2009 National Press…

2004 Presidential Speech, New Jersey Bureau of Securities Chief Franklin Widmann

President’s Remarks Franklin L. Widmann Chief, New Jersey Bureau of Securities President, North American Securities Administrators Association October 2, 2004 NASAA…