Search Results for: investor bill of rights

Wisconsin Securities Regulator Leslie M. Van Buskirk Elected Vice Chair of SEC Investor Advisory Committee

WASHINGTON, D.C. – (March 8, 2022) – The North American Securities Administrators Association (NASAA) announced today that Wisconsin securities administrator…

State Securities Regulators Say New Study Clearly Shows Investors View Securities Arbitration as Biased and Unfair

NASAA Calls on FINRA, SEC to Improve the Integrity of Securities Arbitration System by Removing Mandatory Industry Representative from Arbitration…

NASAA Legislative Agenda for the 117th Congress Principle Three

PRINCIPLE THREE:Congress should promote policies designed to enhance diversity and inclusion in all aspects of the capital markets, take steps…

Senior Issues

NASAA SENIOR RESOURCES NASAA and its members have been in the forefront in detecting the problem of senior investor abuse…

2015 Presidential Address: Maine Securities Administrator Judith Shaw

September 29, 2015 NASAA 98th Annual Conference San Juan, Puerto Rico Buenas tardes - Bonjour- Good afternoon. President Beatty, Board…

State Securities Regulators Remind Investors That Scams Often Hide Behind the Headlines

WASHINGTON, D.C. (January 28, 2008) - State securities regulators today reminded investors not to allow recent negative economic news and…

Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee

WASHINGTON, D.C. – (September 12, 2024) – The North American Securities Administrators Association (NASAA) is pleased to announce that Andrea…

State Securities Regulators Announce Settlement with Credit Suisse Securities in Auction Rate Securities Investigation

WASHINGTON, D.C. September 16, 2008 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Securities Regulators Announce Settlement with UBS in Auction Rate Securities Investigation

WASHINGTON, D.C. August 11, 2008 — Karen Tyler, President of the North American Securities Administrators Association (NASAA), announced today that…

Securities Regulators Announce Settlement with Citigroup in Auction Rate Securities Investigation

WASHINGTON, D.C. August 7, 2008— North American Securities Administrators Association (NASAA) President Karen Tyler, Texas Securities Commissioner Denise Voigt Crawford,…