Search Results for: investor bill of rights

State securities cops announce actions against sellers of payphone schemes

Losses estimated at $76 million so far WASHINGTON (March 13, 2001) – State securities regulators from Washington state to Florida…

NASAA Cautions Retail Investors About Exchange-Traded Funds

Certain ETFs May Not be Appropriate for Long-term Investors ETF Investor Advisory WASHINGTON, D.C. (June 27, 2011) – Exchange–traded funds…

NASAA Reminds Investors to Investigate Before They Invest

WASHINGTON (February 22, 2011) – Sunday, Feb. 20 marked the start of America Saves Week, a seven-day campaign to encourage…

NASAA Calls for Balanced, Sensible Policy Reforms Reflecting ‘Smarter Regulation’ That Does Not Scale Back Investor Protection as New Capital Formation Proposals Emerge

State securities regulators concerned about ‘overarching deregulatory nature’ of proposals Download annotated testimony WASHINGTON (May 1, 2014) – The North…

NASAA and SEC Announce $100 Million Settlement with BlockFi Lending, LLC

$50 Million Settlement Share To Go To State Securities Regulators To Settle Unregistered Offer and Sale of Digital Asset Investments…

1997 Presidential Speech, Texas Securities Commissioner Denise Voigt Crawford

President's Remarks Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association November 18, 1997 NASAA Annual Conference…

Improving Financial Literacy

Committee on Financial Services Subcommittee on Financial Institutions and Consumer Credit "Improving Financial Literacy: Working Together to Develop Private Sector…

NASAA Cautions Investors Mining for Golden Opportunities

Massey: “It is a myth to say that gold is a safe investment.” Informed Investor Alert - Gold WASHINGTON (October…

NASAA Investor Alert: Relationship Investment Scams

The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of Customer Education and Outreach…

100 Years of Investor Protection

Annual Conference to Focus on Past, Present and Future of Securities Regulation WASHINGTON (August 4, 2011) – State and provincial…