Search Results for: investor bill of rights

Improving Financial Literacy

Committee on Financial Services Subcommittee on Financial Institutions and Consumer Credit "Improving Financial Literacy: Working Together to Develop Private Sector…

NASAA Cautions Investors Mining for Golden Opportunities

Massey: “It is a myth to say that gold is a safe investment.” Informed Investor Alert - Gold WASHINGTON (October…

100 Years of Investor Protection

Annual Conference to Focus on Past, Present and Future of Securities Regulation WASHINGTON (August 4, 2011) – State and provincial…

NASAA Investor Education Outreach Programs

Most state and provincial securities regulators have established investor education departments or divisions within their agencies. These investor education professionals…

NASAA Cautions Investors to be Wary of Speculative Energy Investments

Download: Energy Investment Advisory WASHINGTON, D.C. (June 18, 2013) – With energy demands and a desire for energy independence increasing…

Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection

Investors, Including Seniors, Would be Harmed if Securities and Insurance Industry Opposition to a Fiduciary Duty for Investment Advice Prevails WASHINGTON,…

NASAA Warns Investors to Beware of Phantom Regulators

Con Artists Posing as U.S. Regulators Go Global to Lure Investors WASHINGTON, D.C. (July 28, 2005) – Want to check…

Regulators Urge Investors to Carefully Check Credentials of ‘Senior Specialists’

WASHINGTON, DC (December 12, 2005) —The North American Securities Administrators Association (NASAA) today urged seniors to carefully check the credentials…

SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors

Washington, D.C., February 8, 2008 – The Securities and Exchange Commission (SEC), the North American Securities Administrators Association (NASAA), and…

NASAA Investor Alert: Relationship Investment Scams

The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of Customer Education and Outreach…